A research oriented
model of Ego States
Stefan Sandström 2015
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Abstract
This article argues that it is
advantageous to found Ego State theory on the natural phenomena of memory and
thereby to link it to memory research, the major advantage being the direct
link it provides to natural science.. It also suggests how this can be done,
and how the result can be used to enhance behavioural science studies as well,
by using structuralist research methods.
PART 1 – Ego states
and memory from the viewpoint of Natural Science
There were
two major influences on Eric Berne’s Ego State theory. One came from Paul
Federn, his analyst, who developed the original ego state theory, where ego
states were seen as states of the psychoanalytic ego (and portions of the
super-ego that had ‘ego quality’). This theory was abandoned by Berne, which he
made explicit in TA in Psychotherapy (1961)
where he wrote:
"Parent,
Adult and Child are not concepts like Superego, Ego and Id, or the Jungian constructs,
but phenomenological realities..."
The other big influence came from the Canadian neurosurgeon Wilder
Pennfield who evoked what he considered to be memories by electrically
stimulating the cortex of the brains temporal lobes of epileptic patients. This
led Berne to state (1961) that
“Pennfield has demonstrated that in epileptic
subjects memories are retained in their natural form as ego states.”
It should be noted that this link to memories, and nothing else, is what
makes the Ego State theory phenomenological.
Pennfield findings were later questioned by Mahl et al. 1964, and also
by Horowitz M J and Adams 1970 who did not find that the procedure elicited
memories, but rather hallucinations or phenomena classed as primary process. It
might be noted that neither study replicated Pennfield’s experiment since they
stimulated the sub-cortical tissue and in the case of Horowitz and Adams also
the hippocampus instead of the cortex. The reason for this is that new
technology was made available at the time of their experiments. It was not
discussed in the articles if this might have yielded a different result.
That Pennfield’s conclusions were put into question is probably the main
reason for the trend not to bring up his experiment in TA trainings. It could
perhaps also be the reason for the TA-community moving away from explicit
reference to memory and neuroscience as a base for Ego States. This, however,
might be premature. There is no reason why the linking of Ego States and memories
should depend solely on the research of Pennfield, whether he or his critics
are right.
The usefulness of
linking Ego State theory to memory
If we can find a way to link Ego State theory to memory research, there
follows a number of advantages:
· We have a direct link to natural
science.
· It provides a substantial evidence
base for Ego States.
· It roots Ego State theory in
phenomenology.
· We can learn more about the nature
of Ego States as memory research advances.
· We may be able to publish articles
on Ego States as memory research.
· This gives us an advantage since it
would be unique in personality psychology.
From our side we can contribute to
memory research by describing:
· Memory as a base for identity.
· Memory as a base for
thinking/feeling/acting in the here and now.
· Dealing with relationships between
memory and phenomena such as transference, countertransference, repetition
compulsion etc.
· Memory as a basis for
psychopathology and for health.
· And much more…..
A brief description of memory theory
All meaningful mental activities are based on memory.
If we
did not remember them, we could do nothing with them and it would therefore amount
to nothing.
The first process of memory is called sensory register lasting only a few seconds. This is usually enough
time to identify a perception. If the input is important enough to notice, it
proceeds into the short-term memory (STM) where it may dwell from between a few
seconds to a few hours. If it is really interesting, or if we rehearse it
properly in order not to forget it, it is transformed into a long-term memory
(LTM).
If it does not find it’s way into LTM it is lost forever and cannot be
retrieved.
The LTM can be understood to have three modi:
· Semantic memory concerned with meaning and facts (The battle of Hastings took place in
1066).
· Declarative memory; words, meaning (“Shalt I compare thee to a summers day?...”).
· Procedural memory; practical skills that have been learned (driving a car, swimming).
Initially, when we experience something, we retain it as an episodic memory. This is a very normal
modus for an autobiographical memory,
but is also the way we take in facts in school. We first remember the episode where Mrs Andersson taught us
about the battle of Hastings. Later this memory is stripped of its episodic
content and reduced to one or several semantic memory(ies) (fact). After this
transformation it is still possible to recall the event as an episode,
voluntarily or involuntarily, though it is more the exception than the rule. Conway
et alt. (1992) showed that students of a college class initially retained
learning as episodes. Tested several months later these memories turned out to
be stored as semantic memories.
Memories that are not forgot are gradually consolidated and eventually
become long-lasting memory (Mc Gaugh, 2000). They can be re-activated and come
back to the Working Memory, which is the “desk-top” where we actively relate to
memories and sensory input in the present. As these memories are retrieved they
also become vulnerable to change, for better or for worse: they can be
falsified or completed and expanded with other memories, aspects that become
conscious, new maturity in the subject etc. This is made possible not least
because the hippocampus, which is active in the formation of new memories,
becomes activated under such circumstances.
Memory and Ego States
Eric Berne wrote, in Games people play (1964):
“The human brain is the organ and organizer of
psychic life, and its products are organized and stored in the form of ego
states.... There are other sorting systems at various levels, such as factual
memory, but the natural form of experience itself is in shifting states of
mind.”
Not that we have to follow
Berne’s ideas at all times, but the man had good instincts. Here he makes a
distinction between Ego States and Factual memory.
It would be possible to attribute the following qualities to Ego States:
Parent and Child are:
· LTM
· Episodic
· Basis for thinking, feeling and
acting in the present.
They are formed after memories of living subjects with consciousness: C
after myself and P after people, but also after living beings (pets) and even
in-animate matter – if antropomorphised (“My tomatoes love me!”).
Adult is:
· Here and now-oriented
· Draws on sensory register and STM,
to deal with the present.
· With the ability to reflect on other
memories that can be LTM, such as other Ego States, facts, abilities etc.
In this model we let Adult be active
constantly:
· Alone – what we call “being in
Adult” or
· Simultaneously with P or C – what we
call P or C.
The reason for this is that we either would have to see consciousness as
a separate factor that is attributed to all three ego states or as constantly
active. If not we would be conscious only of the original situation, when the
memory was formed, and dangerously oblivious of the actual physical environment
when we are in P or C, with potentially catastrophic consequences (falling down
stairs, walking into walls, being hit by cars etc.). In Wilder Pennfield’s
experiment, and in Mahl et al. and, Horowitz M J and Adams’s as well, we should
note that the subjects were simultaneously
aware of the memory or hallucination and the actual surroundings.
Another alternative is to see consciousness as a separate attribute to
all types of ego states, which lends itself to the Ego State that is active in
a given moment. If so we have to solve the riddle of what becomes of the Adult.
However, if the Adult is not founded in the immediate contact with the here and
now, it would be based on memories of patterns of thinking feeling and acting,
and then it would be either a Parent or a Child Ego State, which is obviously
absurd,
If we see the Adult as constantly active, the Adult will maintain its properties
as the here and now-oriented Ego State. The idea that two ego states can be
active simultaneously was put forward by Berne in “TA in psychotherapy” (1961)
where he suggested that one Ego State can be influencing and one executive (To
be clear: This is not what I am proposing here).
Adult as Working
Memory
Working Memory is, like a “desktop” in the mind or what we work with at
a given moment. Baddely A, Eysenck M W and Anderson M C (2009) describe it as “a
system…for temporary maintenance and manipulation of information…helpful in
performing many complex tasks”. Miyake and Shah (1999a) write, “Working memory
is assumed to be linked to attention, and able to draw on other resources
within LTM and STM.”
What if we say that the working memory is a function of the Adult Ego
State? It then takes in information from the sensory register and STM in the
present while any ego state – P, A or C – can then process it emotionally and
cognitively and draw on LTM for experience and knowledge.
Ego States change over
time
It has been found in memory research (see Baddely A Eysenck M W and
Anderson MC, 2009) that memories change considerably over time. Ego States may
change for many reasons, such as:
· Part of an ES that was unconscious
becomes conscious.
· Part of an ES is forgotten or
repressed.
· Forgotten parts are recalled.
· Previously remembered parts may be
forgotten.
· The subject matures, has increased
life experience, learns new facts, changes life-orientation and therefore
interprets memories differently.
PART II: Organising
Ego States – possible directions for behavioural sciences
Structuralism offers a great potential for organising Ego States
(Lévi-Strauss 1973, Piaget 1968). The
structuralist theory of science was originally a linguistic theory, founded by the
Swiss linguist Ferdinand de Saussure in the early 1900 (1916), and later attracted
such renowned followers as Roman Jacobson and the Prague circle, as well as
Noam Chomsky (1957).
In the 1950ies Claude Lévi-Strauss transferred the theory to anthropology
and from that it spread quickly in behavioural and human sciences, to
philosophy, sociology, literature, mathematics, Marxism and psychology. Two of
the most famous structuralist psychologists were Jean Piaget, who treated
cognition and cognitive development as structures, and psychoanalyst Jaques
Lacan, who saw the unconscious as a language of it’s own (structure).
To understand structuralism it is necessary to understand what a
structure is:
A self-regulating system where the totality is more than the sum of the
parts.
(For a transactional analyst Games, the Script, the Script-system and
several other concepts immediately come to mind). The structure is such that
adding or withdrawing one component changes the meaning of the whole system to
some degree. Since it is derived from linguistics there is also frequently an
emphasis on its isomorphy, that it can be translated.
I would, in this context, like to consider Ego States as separate
episodic memories that constitute structures on a basic level and on a higher
level form structures together with other Ego states, thereby creating meaning,
experience and personality.
Thematic groupings of
Ego States (TGE)
Referring to the concept R.I.G or Representation
of Internal Generalised Experience (Sterne, 1985) I would like to
substitute this term, in this particular
context, with Thematic Groupings of Ego
States (TGE), which then would be a special case of R.I.Gs. A simple Ego
State is here seen as a separate memory of a particular episode. Together with
other Ego States they chunk together (by association) and as a system they
constitute the meaning of a theme or concept. Various episodes around the
breakfast-theme from my life thus come together forming a structure and make up
the meaning of “breakfast” for me. When I was 14 years old visiting my American
relatives in Massachusetts our first joint breakfast included roast veal and
white wine, which henceforward changed the boundaries of my definition of
“breakfast”. One new element (Ego State, episode) changed the meaning of the
system.
In this way we develop associative networks between myriads of Ego State
to cover myriads of topics, though only some of these will probably be of
immediate interest for transactional analysts. We can find interesting
individual structures around themes such as Gouldings injunctions, Script,
Script-systems, attachment etc. When we consider a TGE that is concerned with
intimacy, where the result of the existing system is frustration of intimacy,
adding another element – e.g. the experience of intimacy – may change the
meaning of the system (redecesion).
We can also see the Ego States as systems from the aspect of psychic
organs (Archeopsyche, Neopsyche, Exteropsyche; Berne 1961), so that Adult, Child
and Parent Ego States form structures as whole entities that cannot be reduced
to the sum of its parts:
· Child = me when I act, think, feel
like I did when I was a kid.
· Parent = me when I act, think, feel
like someone I have met.
· Adult = me in the here and now,
without historic influence.
This permits us to treat the Ego State as real entities, for as Berne
writes (1961):
“The trichotomy must be taken quite literally.
It is just as if each patient were three different people. Until the therapist
can perceive it this way, he is not ready to use this system effectively.”

Fig
1
We could also make up behavioural structures, cognitive structures and
emotional structures and study their interplay, or we can conceive of a
hierarchy of structures, like in the figure bellow, and study the meaning at
different levels.

At this point some readers may think that we are back to where we
started with: Classical Bernian TA. So what is to be gained by this deviation?
Well for one thing it lets us piece together each experience, theme, injunction
etc. directly from the stuff of which they are made: memories, and to
understand them in the light of the findings of a natural science discipline.
Imagination and scientific curiosity will set the limits for how this
method can be applied. If we take an example from the comparative study of
cultures, we may consider that the structure of one culture can be broken down
into beliefs, customs, opinions, expressions, etc. that form the structure of a
distinct culture, and then that this will be represented as TGEs in its
individual members (celebrating Easter holiday, Ramadan etc.). Then we can
determine what it takes to be considered to be a typical or atypical part of
this culture or not at all to belong to it.
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References:
Assoun P-L, (2003)
Lacan, Presses Universitaires de France, Paris
Baddely A Eysenck M W and Anderson M C, (2009) Memory , Psychology Press, New York
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psychotherapy, Souvenir Press, New York
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Maresfield reprints, London
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Springer, New York
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Electrical Stimulation,
Psychosomatic Medicine, July 1964
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Magenta, Göteborg
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Developmental Psychology, Basic Books, New York
Please don't comment this blogg.
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